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Special Report On The Deposit And Use Of Raised Funds In 2016
Aug 15, 2018

Stock code: 002214 Securities abbreviation: Dali Technology Announcement No.: 2017-010


  Zhejiang Dali Technology Co., Ltd. 2016


  Special report on the deposit and use of raised funds


  The company and its directors, supervisors and senior management personnel guarantee that the contents of the announcement are true, accurate and complete, and bear responsibility for false records, misleading statements or major omissions in the announcement.


  First, the basic situation of raised funds


  (1) The actual amount of funds raised and the time of receipt of funds


  1. The amount of funds raised and the time of arrival of the initial public offering of shares


  Approved by China Securities Regulatory Commission, China Securities Regulatory Commission [2008] No. 95, and with the consent of your company, the company is under the guidance of the underwriters Guangfa Securities (12.880, 0.00, 0.00%) Co., Ltd. In the combination of subscription pricing and issuance, 25,000,000 shares of RMB ordinary shares (A shares) were publicly issued to the public at an issue price of RMB 6.80 per share, a total of RMB 710 million was raised, and the underwriting and sponsorship expenses were RMB 95 million. The raised funds amounted to RMB 165.05 million. It was remitted to the following fundraising account of the Company by the lead underwriter GF Securities Co., Ltd. on January 31, 2008, of which Bank of China (3.510, 0.00, 0.00%) Co., Ltd. Hangzhou Binjiang Branch 800127844008094001 Account RMB 84.5 million, Shanghai Pudong Development Bank Hangzhou Branch West Lake Branch 95040154800000914 Account RMB RMB 380,000, China CITIC Bank (5.850, 0.00, 0.00%) Co., Ltd. Hangzhou Qianjiang Sub-branch 635826000060718 Account RMB RMB 380,600,000. In addition, after deducting audit fees, attorney fees, statutory information disclosure fees and other new external expenses directly related to the issuance of equity securities, the net amount of funds raised by the company was 155,788,400 yuan. The above-mentioned raised funds were verified by Zhejiang Tianjian Certified Public Accountants Co., Ltd. (now renamed Tianjian Certified Public Accountants (Special General Partnership)), and issued a "Capital Verification Report" (Zhetian Meeting [2008] No. 16 ).


  2. The amount of funds raised by non-public offering of shares and the time of receipt of funds


  In 2014, approved by the China Securities Regulatory Commission (CSRC) [2014] No. 192, and with the consent of your company, the company was adopted by the lead underwriter Zheshang Securities Co., Ltd. to use non-public offering of shares to specific investors to Pang Huimin. 5, Shenzhen Zhongou Shengshi Capital Management Co., Ltd. and other 5 specific subscribers issued 29,333,333 shares of RMB common stock (A shares) (with a par value of 1 yuan each) at an issue price of RMB 15.00 per share, raising a total of RMB 440 million. The proceeds from the underwriting and sponsorship expenses of RMB 130 million were RMB 427 million, which was remitted to the Company's fundraising supervision account by the lead underwriter Zheshang Securities Co., Ltd. on March 14, 2014. In addition, after deducting the online issuance fee, the prospectus printing fee, the reporting accountant fee, the lawyer's fee, the evaluation fee, etc., and the newly added external expenses directly related to the issuance of equity securities, the amount of new external expenses is 2,066,000 yuan, the net amount of the company's raised funds is 442,934,400 yuan. . The above-mentioned fundraising situation was verified by Tianjian Certified Public Accountants (special general partnership) and issued by the “Capital Verification Report” (Tian Jianzhen [2014] No. 51).


  (ii) Use of funds raised and balances


  Initial public offering


  In the previous year, the company has used raised funds of RMB 162,251,900. The net interest on bank deposits received in previous years, net of bank charges, was RMB 8,143,300; the actual use of funds raised in 2016 was RMB 831,900, and the bank deposit interest received was deducted. The net amount of bank fees and other fees was RMB 0.07 million; the accumulated raised funds were RMB 163,334,800, and the accumulated net interest on bank deposits, net of bank charges, was RMB 8,144,000.


  The company's initial public offering of stock funds has been completed. In order to give full play to the efficiency of the use of surplus funds, improve the company's profitability and maximize the interests of shareholders, the company's 2015 annual general meeting of shareholders will be reviewed and approved on April 22, 2016. The surplus raised funds of 598,600 yuan will permanently supplement the company's working capital.


  2. Non-public offering of shares


  In the previous year, the Company has used raised funds of RMB 174,490,900 for temporary replenishment of working capital of RMB 65 million. The net interest on bank deposits received in previous years, net of bank charges, was RMB 21,800, and the actual use of funds raised in 2016 was 4,622.57. 10,000 yuan (including the current permanent replenishment of working capital of 15 million yuan), for the temporary replenishment of working capital of 200 million yuan, in 2016 to recover the raised funds for the temporary replenishment of working capital in 2015, 65 million yuan, to recover the previous year's purchase of the capital preservation type The bank's wealth management products amounted to RMB 190 million. In the current period, the bank-guaranteed bank wealth management products were purchased for RMB 1,700,000, and all of them were recovered in the current period. The net amount of bank deposit interest received after deducting bank handling fees was RMB 4,266,600; the accumulated funds used were 21,368.47. Ten thousand yuan, the net amount of bank deposit interest received after deducting bank handling fees, etc. was RMB 25,643,400.


  As of December 31, 2016, the balance of raised funds was RMB 36,868,700 (including the accumulated amount of bank deposit interest minus bank fees, etc.).


  Second, the collection and management of raised funds


  (1) Management of raised funds


  In order to standardize the management and use of raised funds, improve the efficiency and efficiency of fund use, and protect the rights and interests of investors, the Company follows the "Company Law of the People's Republic of China", the "Securities Law of the People's Republic of China" and the "Stock Listing Rules of Shenzhen Stock Exchange" and "Guidelines for the Standardized Operation of SME Board Listed Companies of Shenzhen Stock Exchange" and other relevant laws, regulations and normative documents, in accordance with the actual situation of the company, formulated the "Administrative Measures for the Raised Funds of Zhejiang Dali Technology Co., Ltd." (hereinafter referred to as " Management Measures)). The management system has been reviewed and approved by the 13th Board of Directors of the company on February 29, 2008. According to the "Administrative Measures", the company implements special account storage for raised funds and sets up special funds for raising funds in banks.


  Initial public offering


  On February 26, 2008, the company together with the sponsor institution GF Securities Co., Ltd. signed the “raised funds” with Bank of China Co., Ltd. Hangzhou Binjiang Sub-branch, Shanghai Pudong Development Bank Hangzhou Branch West Lake Branch, and CITIC Bank Co., Ltd. Hangzhou Qianjiang Sub-branch. The Tripartite Supervision Agreement clarifies the rights and obligations of all parties. There is no significant difference between the tripartite regulatory agreement and the model of the three-party regulatory agreement of the Shenzhen Stock Exchange. The company has strictly complied with the use of raised funds.


  As of October 23, 2013, the company's special account for raising funds (account number 95040154800000914) opened by Shanghai Branch of Shanghai Pudong Development Bank Hangzhou Branch was 507,902.48 yuan, and a special fundraising account opened by CITIC Bank Co., Ltd. Hangzhou Qianjiang Sub-branch. (The account number is 7331710182600060718) The balance is 30.12 yuan. The unshunned infrared focal plane array detector localization project and the intelligent embedded DVR industrialization project corresponding to the above accounts have reached the expected usable status. In order to facilitate the management and use of funds raised, the company was in October 2013 respectively. On the 23rd and October 24th, the special fund for the raised funds of the West Lake Branch of Shanghai Pudong Development Bank Hangzhou Branch and the Hangzhou Qianjiang Branch of China CITIC Bank Co., Ltd. was cancelled, and the above funds were transferred to the Bank of China Branch of Bank of China Limited. Special account for raising funds (account number is 366258360858).


  In October 2013, the company changed its sponsor institution from GF Securities Co., Ltd. to Zheshang Securities Co., Ltd., and re-signed with Zheshang Securities Co., Ltd. and Bank of China Co., Ltd. Hangzhou Binjiang Branch on October 31, 2013. The Tripartite Supervision Agreement on Raised Funds.


  2. Non-public offering of shares


  In March 2014, the company, together with the sponsoring institution Zheshang Securities Co., Ltd., signed the “Tripartite Supervision of Raised Funds” with Hangzhou Bank Branch of China Banking Corporation Limited and Hangzhou Zhijiang Branch of China Merchants Bank (27.510, 0.00, 0.00%). Agreement, in the Bank of China Limited Hangzhou Binjiang Sub-branch to open a special fundraising account, account number is 389666042366, in the China Merchants Bank Co., Ltd. Hangzhou Zhijiang Branch to open a special fundraising account, account number is 571905076510104, for the 2014 non-public offering of shares The deposit of funds raised.


  (II) Storage of special funds for raised funds


  Initial public offering


  The company's initial public offering of stock funds has been completed. In order to give full play to the efficiency of the use of surplus funds, improve the company's profitability and maximize the interests of shareholders, the company's 2015 annual general meeting of shareholders will be reviewed and approved on April 22, 2016. The surplus raised funds of 598,600 yuan will permanently supplement the company's working capital.


  As of December 31, 2016, the deposit balance deposited in the initial public offering fundraising account is zero.


  2. Non-public offering of shares


  As of December 31, 2016, the company has 2 special fundraising accounts and 1 structured deposit account. The funds raised are as follows:


  Unit: RMB 10,000


  ■


  Third, the actual use of funds raised this year


  (1) Comparison table of the use of raised funds


  1. A comparison table of the use of funds raised from initial public offerings is detailed in Annex 1 of this report.


  2. The comparison table of the use of funds raised by non-public offering of shares is detailed in Annex 2 of this report.


  3. Explanation on the temporary replenishment of working capital by non-public offering of shares with idle raised funds


  After the resolution of the sixth board of directors of the company in October 2015, the idle raised funds of no more than RMB 120 million will continue to be used for temporary replenishment of working capital for a period of not more than 12 months. In October, November and December 2015, the Bank raised funds of RMB 20 million, RMB 30 million and RMB 10.5 million, respectively, for a total of RMB 65 million, which was used to temporarily replenish working capital. On August 17, 2016, the company repatriated the funds raised for the temporary replenishment of working capital in 2015 to RMB 65 million.


  After the 11th meeting of the 4th Board of Directors of the Company in August 2016, the idle raised funds of no more than 20,000 yuan will continue to be used for temporary replenishment of working capital, and the period of use will not exceed 12 months. In August, September and October 2016, the Bank raised funds of RMB 130 million, RMB 30 million and RMB 40 million, respectively, for a total of RMB 20,000 million, which was used to temporarily supplement the working capital.


  4. Other circumstances in the use of funds raised by non-public offering of shares


  On April 22, 2016, the company's 2015 annual general meeting of shareholders decided that the company will invest no more than 200 million yuan of idle funds to invest in guaranteed-type wealth management products with a maturity of no more than 12 months, and authorize the company's management to implement relevant matters.


  (1) On August 24, 2015, the company signed an agreement with Shanghai Pudong Development Bank Co., Ltd. Hangzhou Zhongshan Branch to use some of the idle raised funds for a total of RMB 50 million to purchase guaranteed-type wealth management products. The product name is “Lido-to-public structure”. Deposits in JG732 in 2015, the product term is 6 months, the product yield is 3.45%/year, and the product value date is August 26, 2015 to maturity date February 26, 2016.


  (2) On November 5, 2015, the company signed an agreement with Shanghai Pudong Development Bank Co., Ltd. Hangzhou Zhongshan Branch to use some of the idle raised funds for a total of RMB 50 million to purchase the capital-guaranteed wealth management products. The product name is “Li Duoduo's public structure. Deposit 2015 JG928 period, product period is 6 months, product yield is 3.40%/year, and product value date is from November 4, 2015 to maturity date, May 4, 2016.


  (3) On November 5, 2015, the company signed an agreement with Shanghai Pudong Development Bank Co., Ltd. Hangzhou Zhongshan Branch to use some of the idle raised funds for a total of 40 million yuan to purchase guaranteed-type wealth management products. The product name is “Lido-to-public structure”. Deposits in JG932 in 2015”, the product term is 6 months, the product yield is 3.40%/year, and the product value date is from November 6, 2015 to maturity date May 6, 2016.


  (4) On December 24, 2015, the company signed an agreement with Hangzhou Bank (7.900, 0.00, 0.00%) Co., Ltd. Guantongkou Sub-branch to use some of the idle raised funds for a total of RMB 50 million to purchase structured deposit products. The product name is “Tianlibao structured deposit (TLB20150177)”, the product term is 91 days, the product yield is 1.32-2.7%/year, and the product value date is from December 25, 2015 to maturity date March 25, 2016.


  The above-mentioned wealth management products purchased in 2015 have been recovered in 2016, totaling RMB 190 million.


  (5) On March 2, 2016, the company signed an agreement with Shanghai Pudong Development Bank Co., Ltd. Hangzhou Zhongshan Branch to utilize some idle recruitment.